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Self-regulatory organization
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271	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 19, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 10:12:42 Law U.S. Securities and Exchange Commission Self-regulatory organization Federal Rules of Civil Procedure Registered representative Securities Exchange Act Motion Financial system United States securities law Financial Industry Regulatory Authority Financial regulation
272	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]November 21, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-21 17:04:43 U.S. Securities and Exchange Commission Securities Exchange Act NASDAQ Self-regulatory organization Motion Economy of the United States United States Financial system United States securities law United States Securities and Exchange Commission Corporate crime
273	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 1, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 09:32:34 73rd United States Congress Municipal Securities Rulemaking Board Electronic Municipal Market Access U.S. Securities and Exchange Commission Self-regulatory organization Securities Exchange Act Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act EDGAR United States Securities and Exchange Commission Financial regulation United States securities law
274	Order Determining Whistleblower Award Claim Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-31 13:19:43 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Whistleblower Self-regulatory organization Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Financial economics United States securities law Financial regulation Business
275	[removed]Federal Register / Vol. 79, No[removed]Friday, October 31, [removed]Notices C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-10-31 09:13:00 Business Order Day trading Securities Exchange Act New York Stock Exchange Chicago Board Options Exchange Stock market Financial economics Investment
276	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]November 19, 2014 Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 16:22:41 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Securities regulation in the United States Securities Act Broker-dealer United States securities law Financial regulation Financial system
277	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 19, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-09-22 10:12:42 Law U.S. Securities and Exchange Commission Self-regulatory organization Federal Rules of Civil Procedure Registered representative Securities Exchange Act Motion Financial system United States securities law Financial Industry Regulatory Authority Financial regulation
278	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 Admin. Proc. File No. 3-14810r Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-09-16 17:44:51 Financial system Business U.S. Securities and Exchange Commission Self-regulatory organization General Securities Representative Exam Securities Exchange Act Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
279	October 30, 2014 VIA ELECTRONIC MAIL John Cross Director Office of Municipal Securities Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 09:57:31 Financial system Government Business Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Self-regulatory organization
280	Microsoft Word - BZX - RETAIL MEMBER ORGANIZATION APPLICATION.docx Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-10-15 09:35:55 Investment Financial services United States securities law Self-regulatory organizations Stock market Broker-dealer Order Financial Industry Regulatory Authority Financial economics Business Financial markets

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